15 Jan 2021 Holdings in mutual funds and other pooled investment vehicles are On November 12, 2020, the president issued Executive Order 13959 

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2 Feb 2021 Executive Order 13959 prohibits U.S. persons from purchasing securities of issuers so identified as CCMCs, as well as securities of other issuers 

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2020-12-31 · SUBJECT: EXECUTIVE ORDER 13959 – ADDRESSING THE THREAT FROM SECURITIES INVESTMENTS THAT FINANCE COMMUNIST CHINESE MILITARY COMPANIES OPTION SYMBOLS: CHL, CEO This Information Memo provides an unofficial summary of Executive Order 13959 (EO) that was issued on November 12, 2020 by President Trump. Executive Order on Addressing the Threat from Securities Investments that Finance Communist Chinese Military Companies. Accordingly, I hereby order: Section 1.

On November 12, 2020, U.S. President Donald Trump issued Executive Order 13959. The U.S. government sees that China is increasingly exploiting United States capital to resource and to enable the development and modernization of its military, intelligence, and other security apparatuses.

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E order 13959

13959”) For purposes of E.O. 13959, OFAC intends to interpret the term “publicly traded securities” to include securities (as defined in section 4 (d) of E.O. 13959) denominated in any currency that trade on a securities exchange or through the method of trading that is commonly referred to as “over-the-counter,” in any jurisdiction. 12/28/2020 President Trump’s Executive Order Addressing the Threat from Securities Investments that Finance Communist Chinese Military Companies (EO 13959) prohibits transactions by or on behalf of US persons in publicly traded securities of Chinese companies identified by the US government as “Communist Chinese military companies.” On November 12, 2020, President Trump signed an executive order (EO 13959) prohibiting the purchase of any securities that invest in companies established in mainland China with ties to the military of the People’s Republic of China (“CCMCs”). On January 14, 2021, the White House issued an Executive Order (EO) to amend EO 13959 of November 12, 2020, which prohibits US persons from transacting in securities related to so-called “Communist Chinese military companies” (CCMCs). EXECUTIVE ORDER 13959.
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2020-12-30 · The prohibitions of E.O. 13959 apply to publicly traded securities of an entity with a name that exactly or closely matches the name of an entity identified in or pursuant to the Order as a CCMC. See FAQ 858. OFAC’s list of CCMCs also provides additional information to help identify entities that are covered by E.O. 13959.

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EXECUTIVE ORDER 13959 EXPANDED, OFAC ISSUES LICENSES AND NEW FREQUENTLY ASKED QUESTIONS We previously issued a Client Memorandum concerning the impact of certain U.S. Government actions that will affect the markets for securities of certain Chinese issuers.1 In this Update, we focus on recent

OFAC’s list of CCMCs also provides additional information to help identify entities that are covered by E.O. 13959.